Tag Archives: history

You are Cornwallis, Dec 29, 1776. What should you do?

Here’s a military thought question: what would you do? It is Dec 29, 1776, and you are General Howe and/or Cornwallis. You command 32,000 troops, a big chunk of the largest and finest expeditionary force that England has ever mustered. Washington’s rag-tag army has shrunk from 25,000 at the beginning of the year to 3335 now. They’re arrayed outside of Trenton NJ following their one victory of the year. Their Christmas raid on Trenton killed 100 Hessians and captured 900. In that raid Washington lost only 6 (two to frostbite), but otherwise his year has been nothing but defeats, and you’d like to make sure his string of bad luck continues.

Washington at Trenton with captured regimental flag. December 25, 1776. Peale.

Washington at Trenton with a captured British flag. Dec. 25, 1776. Peale. What should Cornwallis do now?

You’ve retaken the city and have 4000 or so at Trenton and another 10,000 at Princeton, 12 miles to the north. You can march or stay. In favor of staying: the enlistment of 3000 or so of Washington’s army is up Dec. 31, and they’ve not been fed or paid. They will almost certainly quit. You can thus wait and attack Jan. 1, or attack now and give the rabble another reason to quit. Two other options: hole up and let the weather do the job, or bypass Washington, cross the Delaware, and attack Philadelphia, the colonial capital. Philadelphia is completely undefended. What would you do? What should you do? Making the decision somewhat pressing, Washington’s men keep making skirmish raids in and around Trenton. Shooting cannon or rifles in, killing here and there.

Please post your opinion of what Cornwallis should have done, and in a week or so, I’ll post an account of what Cornwallis actually did and how it played out (not well for Cornwallis).

Robert E. Buxbaum, December 8, 2016, roughly 240 years after the events described. I’ve written about other great revolutionary mistakes, and about the battle of Bunker hill.

Everett, the better reviewed Gettysburg speaker

Lincoln’s election was greeted with horror by the educated classes who considered him a western rube. “Honest Ape” he was called in the press. Horace Greeley couldn’t stand him, and blamed the civil war on his reckless speech. Continuing their view that the press is never wrong, Lincoln’s Gettysburg address, November 17, 1863 was given very poor reviews, see my essay on why.

But the press wasn’t all bitterness and gall. A two-hour speech earlier that day by Edward Everett, was a hit with those who’d travelled, some hundreds of miles to hear it. Everett’s showed he was educated and understood the dire situation and causes of the battle. And he presents the conflict in a classical context, as a continuation of Roman and Greek conflicts. Here follows the beginning and end of his two hour address.

Edward Everett on the Fifty dollar silver certificate.

For nearly fifty years, Edward Everett’s face graced the Fifty dollar silver certificate. Now the world little notes, nor long remembers him. So passes glory.

[1] STANDING beneath this serene sky, overlooking these broad fields now reposing from the labors of the waning year, the mighty Alleghenies dimly towering before us, the graves of our brethren beneath our feet, it is with hesitation that I raise my poor voice to break the eloquent silence of God and Nature. But the duty to which you have called me must be performed;–grant me, I pray you, your indulgence and your sympathy.

[2] It was appointed by law in Athens, that the obsequies of the citizens who fell in battle should be performed at the public expense, and in the most honorable manner. Their bones were carefully gathered up from the funeral pyre where their bodies were consumed, and brought home to the city. There, for three days before the interment, they lay in state, beneath tents of honor, to receive the votive offerings of friends and relatives,–flowers, weapons, precious ornaments, painted vases (wonders of art, which after two thousand years adorn the museums of modern Europe),–the last tributes of surviving affection. Ten coffins of funereal cypress received the honorable deposit, one for each of the tribes of the city, and an eleventh in memory of the unrecognized, but not therefore unhonored, dead, and of those whose remains could not be recovered. On the fourth day the mournful procession was formed: mothers, wives, sisters, daughters, led the way, and to them it was permitted by the simplicity of ancient manners to utter aloud their lamentations for the beloved and the lost; the male relatives and friends of the deceased followed; citizens and strangers closed the train. Thus marshalled, they moved to the place of interment in that famous Ceramicus, the most beautiful suburb of Athens, which had been adorned by Cimon, the son of Miltiades, with walks and fountains and columns,–whose groves were filled with altars, shrines, and temples,–whose gardens were kept forever green by the streams from the neighboring hills, and shaded with the trees sacred to Minerva and coeval with the foundation of the city,–whose circuit enclosed

“the olive grove of Academe,
Plato’s retirement, where the Attic bird
Trilled his thick-warbled note the summer long,”–

whose pathways gleamed with the monuments of the illustrious dead, the work of the most consummate masters that ever gave life to marble. There, beneath the overarching plane-trees, upon a lofty stage erected for the purpose, it was ordained that a funeral oration should be pronounced by some citizen of Athens, in the presence of the assembled multitude.

[3] Such were the tokens of respect required to be paid at Athens to the memory of those who had fallen in the cause of their country. For those alone who fell at Marathon a peculiar honor was reserved. As the battle fought upon that immortal field was distinguished from all others in Grecian history for its influence over the fortunes of Hellas,–as it depended upon the event of that day whether Greece should live, a glory and a light to all coming time, or should expire, like the meteor of a moment; so the honors awarded to its martyr-heroes were such as were bestowed by Athens on no other occasion. They alone of all her sons were entombed upon the spot which they had forever rendered famous. Their names were inscribed upon ten pillars erected upon the monumental tumulus which covered their ashes (where, after six hundred years, they were read by the traveller Pausanias), and although the columns, beneath the hand of time and barbaric violence, have long since disappeared, the venerable mound still marks the spot where they fought and fell,–

“That battle-field where Persia’s victim-horde
First bowed beneath the brunt of Hellas’ sword.”

[4] And shall I, fellow-citizens, who, after an interval of twenty-three centuries, a youthful pilgrim from the world unknown to ancient Greece, have wandered over that illustrious plain, ready to put off the shoes from off my feet, as one that stands on holy ground,–who have gazed with respectful emotion on the mound which still protects the dust of those who rolled back the tide of Persian invasion, and rescued the land of popular liberty, of letters, and of arts, from the ruthless foe,–stand unmoved over the graves of our dear brethren, who so lately, on three of those all-important days which decide a nation’s history,–days on whose issue it depended whether this august republican Union, founded by some of the wisest statesmen that ever lived, cemented with the blood of some of the purest patriots that ever died, should perish or endure,–rolled back the tide of an invasion, not less unprovoked, not less ruthless, than that which came to plant the dark banner of Asiatic despotism and slavery on the free soil of Greece? Heaven forbid! And could I prove so insensible to every prompting of patriotic duty and affection, not only would you, fellow-citizens, gathered many of you from distant States, who have come to take part in these pious offices of gratitude,–you, respected fathers, brethren, matrons, sisters, who surround me,–cry out for shame, but the forms of brave and patriotic men who fill these honored graves would heave with indignation beneath the sod.

[5] We have assembled, friends, fellow-citizens, at the invitation of the Executive of the great central State of Pennsylvania, seconded by the Governors of seventeen other loyal States of the Union, to pay the last tribute of respect to the brave men who, in the hard-fought battles of the first, second, and third days of July last, laid down their lives for the country on these hillsides and the plains before us, and whose remains have been gathered into the cemetery which we consecrate this day. As my eye ranges over the fields whose sods were so lately moistened by the blood of gallant and loyal men, I feel, as never before, how truly it was said of old that it is sweet and becoming to die for one’s country. I feel, as never before, how justly, from the dawn of history to the present time, men have paid the homage of their gratitude and admiration to the memory of those who nobly sacrifice their lives, that their fellow-men may live in safety and in honor. And if this tribute were ever due, to whom could it be more justly paid than to those whose last resting-place we this day commend to the blessing of Heaven and of men?

………………………………….. The speech went on for 58 sections of more-or-less this size and ends by mentioning the achievements of the other union armies and navy saying, “But they, I am sure, will join us in saying, as we bid farewell to the dust of these martyr-heroes, that wheresoever throughout the civilized world the accounts of this great warfare are read, and down to the latest period of recorded time, in the glorious annals of our common country there will be no brighter page than that which relates THE BATTLES OF GETTYSBURG.”

_____________________________________________________________________

I find it long-winded and boring, but the crowd thought this speech wonderful. As grand as Lincoln’s 2 minute coda was plain. Part of the draw of Edward Everett was his cultured demeanor and his wide classical knowledge —  a big contrast to Lincoln. Everett had been president of Harvard, and had been a senator, a congressman, governor of Massachusetts, Secretary of State, and US Ambassador to Great Britain. Lincoln had been a country lawyer and one-term congressman. When states started succeeding, Everett had been the one called on to negotiate a compromise that delayed war until the firing on fort Sumter. All impressive in the day, now mostly forgotten glories. Today, many of his lines ring hollow today, e.g.  ” … that it is sweet and becoming to die for one’s country.” It just sounds weird to my ears. And the classic allusions sound pointless. By the early 20th century, most public pinion had changed; people decided that Lincoln’s was the better presentation, a monument to the spirit of man. The world remembers Lincoln fondly, but little notes, nor long remembers Everett, nor what he said there. The lesson: do not judge hastily. All things exist only in the context of time.

Robert E. Buxbaum, November 14, 2016. A week ago, Tuesday, our nation elected Donald Trump as 45th President of the United States, an individual as disliked and divisive as any since Lincoln. I do not know if he will prove to be honored or hated. There are demonstrations daily to remove him or overthrow the election. There are calls for succession, as when Lincoln took office. At Hampshire college, the flag was lowered in mourning. It’s possible that Trump is as offensive and unqualified as they say– but it is also possible that history will judge him otherwise in time. They did Lincoln.

Celebrating the Eids of March

March 15, the eids of March. On this date in 44 BC (2060 years ago) 5 centuries of republican rule in Rome came to an end to be followed by chaos, civil war, and then Empire. Augustus, Claudius, Nero. That was not the aim of the senators and colleagues of Julius Caesar when they took to assassinate Julius Caesar, first citizen of Rome. They acted out of excessive republican purity, and excessive fear. Their aim was for a pure republicanism where there would be no first citizen, and their fear was that Julius might become the emperor – the emperor that Augustus, Claudius, and Nero became.

Brutus on the face side of an Eids March coin, with two daggers and the legend "Eid Mar" on the obverse. Clearly the conspirators were proud of their act

Brutus on the face side of this Roman coin and two daggers and the legend “Eid Mar” on the obverse. The conspirators were proud of their act.

Shakespeare considers Brutus to be the noblest Roman of them all, but Dante considers him among the worst of the worst. Dante’s Devine Comedy consigns Brutus to the very center of Hell along with Cassius and Judas. What do you think? BTW, why it’s this a comedy?

The difference between a republican government and a democracy is that a democracy can elect a dictator (as Germany did and Iran has) or can choose to execute a citizen for being annoying to the majority, as democratic Athens did to Socrates. In a republic, even the majority is bound by a set of constitutional limitation providing some-measure of inviolable rights, generally that life, liberty, and property can not be taken without due process or the violation of a more-or-less clear law. All other systems are, to a greater or less extent a rule of whim. When the founders of the US picked a model for government, they picked republican Rome, not democratic Athens nor a limited monarchy as existed in England. Their motivation was the observation that power corrupts, and that inequality under the law attracts the worst elements to the position of least check on their power.

Mark Anthony and his wife, Octavia, Octavius's sister.

Mark Anthony and his wife, Octavia, Octavius’s sister.

The death of Caesar set forces in motion that would install Octavius (Augustus) Caesar and Anthony to take over as co-emperors. Here is a coin showing Mark Anthony with his wife, Octavius’s sister. already, neither look as lean as Brutus or Julius Caesar. Shortly thereafter, Octavius would have Mark Anthony killed to cement his power and republican rule would be over until 1776.

Robert E. (beware), March 14, 2016. I suspect this same drive for purity and fear is driving the Republican party today. Don’t fear the Rino, just make sure there is a balance of power.

A day of thanksgiving during the civil war

At the height of the civil war, Abraham Lincoln proclaimed a day of thanksgiving for the last Thursday of November, 1863. It’s the first time Thanksgiving was proclaimed for the date we now keep every year. The war was not going well. The Union defeat at Chickamauga, Sept. 19-20 1863, left 35,000 dead, the bloodiest two days in US history. Most citizens would have called for a day of fasting and prayer, but in Lincoln’s view, things were good, and there was a need for joy and thanksgiving:

“to thank the Almighty God” …for.. “the blessings of fruitful fields and healthful skies… “for peace that…. “has been preserved with all nations.” [That] “harmony has prevailed everywhere except in the theatre of military conflict….  “a day of Thanksgiving and Praise to our beneficent Father who dwelleth in the Heavens”…. and for … “the care all those who have become widows, orphans, mourners or sufferers in the lamentable civil strife.”  (see the whole proclamation here.)

A Civil War Thanksgiving. It's fellowship that makes peace possible.

A Civil War Thanksgiving. It’s fellowship that makes peace possible.

His was an interesting view, as important then as now. There is a need to remember that the good we have is more than the bad, and that there is a source of the good. As of today (2015) the economy is good in Michigan and the US. We are at peace with our neighbors and have civil obedience in our streets; we have food on our tables and clothes on our backs. We have cleaner air and cleaner water than in decades, blue skies, and plentiful rain. The ozone hole has shrunk, and global warming seems to have stopped. We have so much food that hardly anyone in our country suffers starvation, but only the hunger for finer, fancy things. We have roads without bandits, lighting at the flip of a switch, water at the turn of a tap, indoor heat, and (for most) indoor cooling in the summer. We have telephone communication, and radio, and television, and music at our fingertips. We have libraries with books, and free childhood education. We have a voice in our government, and information from the far ends of the earth. All these call for joy and thanksgiving.

And we can even find a cause for thanks in the things we don’t have: space travel and the diseases we can’t cure, for example. The things we don’t have provide a reason to wake up in the morning, and a motivation to do great things. We live in a country where we can change things, and it’s nice to know there are things worth changing. For ideas that lack expression, we can provide it. For diseases, we can still search for a cure. For those who lack happiness and friendship, we can help provide both (a joyful celebration is a good occasion to do so). For those who lack a job, we can help. And to those who feel a lack of meaning in life, perhaps the best answer is a celebration to explore the source of all blessings. Let us reach out to “all those who have become widows, orphans, mourners or sufferers.” A lesson Scrooge learned from the ghosts is that joy and generous celebration are self-sustaining and attractive. Let joy and good fellowship extend to all. God Bless us each and every one.

Robert Buxbaum, Detroit, November 18, 2015, The anniversary of Lincoln’s Gettysburg address is tomorrow, Nov. 19th (it wasn’t well received). As for Black Friday shopping, lets not get up from the table of thanks to jostle each other for some useless trinket.

What happened to Jack Kelly of Newsies

As my daughters are fans of the Disney play and movie, “Newsies,” and as I’ve taken interest in the early 20th century, they’ve asked me to find out what happened to Jack Kelly, the main character of the play/movie. If you’ve never seen it, Newsies is a musical about the New York newsboy strike of 1899. According to the play/ movie, as soon as the strike ends (the newsboys win), the strike leader, “cowboy” Jack Kelly goes off with Theodore Roosevelt, presumably headed to Santa Fé, New Mexico to become a real cowboy. But a simple search did not reveal what actually happened to the real Jack Kelly; here’s what I found. Noosies NYT

Without looking, I told my daughters that, if Jack Kelly had gone to Santa Fé in 1899, he would have found something very interesting: a cowboy school for young men. As it happened one of Roosevelt’s rough riders from the battle of San Juan Hill, retired to Santa Fé and set up a cowboy school for boys in the mountains above the town. He built a very outdoorsy operation in an area called “Los Alamos”. It ran until 1942 when the location was taken over to become “Site Y” of the Manhattan Project. This is where J. Robert Oppenheimer and co designed and built the first Atom Bombs. That Jack would have gone there would make for a nice, tidy story, but the truth appears to have been more messy, and more interesting. Jack got involved with William Hearst and George M. Cohan, the Titanic, a famous murder, and eventually with the fall of Tammany Hall. Here’s a picture.

Jack Sullivan

Jack Sullivan, head Newsie. He isn’t ugly, but isn’t Christian Bale either.

First, there was an actual newsboy strike in 1899; it was about raising the price the newsboys paid per paper, but the problem was that the price had been raised earlier, for the Spanish-American War, and not decreased after the war ended. The newsboys did win, and there was a leader named Jack, but according to the papers, the name of the leader was “Jack Sullivan”, not Jack Kelly or Francis Sullivan. The New York Tribune, July 22, 1899, lists Jack Sullivan as the leader of the strike Arbitration Committee and a leader of “the first group of newsboys to declare and demand their rights.” There are other leaders too: Louis “Kid Blink” Baletti, and David “Dave/ Yaller” Simmons. “Kid Blink” (he wore an eye patch and appears in the movie) got an award from the newsboys for making the best speech. I’ll guess that the Dave “the mouth” character is based on David “Yaller” Simmons, but it is not clear that he had any close relationship with Sullivan.

As for the movie showing Jack leaving with T. Roosevelt. it might have suited Roosevelt, but the real Jack appears to have stayed in New York, and appears to have taken a job as a bodyguard for William Randolph Hearst, one of the newspaper moguls who’d raised his rates and precipitated the strike. But it doesn’t end there. In 1904, Jack Sullivan, “the Boss Noosie” has gotten a charter for a Newsies Club to be set-up on 4th street in lower New York (the Bowery). A New York Times article (at left) includes an interview with Jack that fans should find pleasing, if only for his grammar. He uses the word, “papes” instead of papers or newspapers. I suspect this is a put-on affect for benefit of Times-readers, but who knows? It is sometimes the height of wisdom to appear stupid.

By 1909, Jack has lost control of his newsboy’s club. He appears to have used the club to teach boxing (how crude) and on at least one occasion used club assets to post bail for women accused of “loitering,” a jail-able offense in corrupt, Tammany-era New York. The club closed 2 years later. And then Jack gets married (November 27, 1910), and it appears that Jack’s real name was not Sullivan at all, but Reich. He marries Sarah Siegel at the Ohav Tzedek synagogue as “Jacob Reich”. The name Jacob Reich appears on his marriage license, on his death certificate, and on various court records, though he still appears as Jack Sullivan in other activities. Jack/ Jacob appears to have chosen the Irish-sounding name “Sullivan” as an homage to the leader of the Tammany (Democratic) machine, “Big Tim” Sullivan, shown in the photo below.

Turn of the century Tammany boss, "Big Tim" Sullivan, shown at right.

Turn of the century Tammany boss, “Big Tim” Sullivan, shown at right.

By March, 1912, Jack appears again in the news, this time suing two film companies for use of his story and likeness without payment to him. It’s a film called “the Gangsters.” It would be interesting to see if a copy still exists.

A month later, April 15, 1912, The unsinkable Titanic goes down, and six days after that, April 21, 1912, Jack is selling papers at a charity baseball game to benefit the survivors. The game takes place on a Sunday, normally prohibited by New York blue laws, between The New York Giants and The New York Yankees (the Yankees are still called the Highlanders in those days, but are already wearing pinstripes). In the picture below, Jack is under the red arrow with lots of “papes” under his arm, just behind famous song-writer, playwright, George M. Cohan. Both are dressed as newsies. George M. Cohan, known for the WWI song “Over there”, had four plays on Broadway at the time. He is one of the very few successful New Yorkers to have avoided major attachment to the crooked, New York political machine.

Jack Sullivan with George M Cohan, April 1912 selling a special newspaper to help survivors of the Titanic.

Jack Sullivan (arrow) with George M Cohan, April 1912 selling a special newspaper to help survivors of the Titanic.

New York Refuge

The New York house of refuge

And now Jack Kelly / Sullivan/ Reich enters history as a tragic bystander. When he got married, Jack borrowed $1000, from a Jewish gambler and gambling hall owner, Herman (Beansy) Rosenthal. Rosenthal was a good friend of his, and of “Big Tim” Sullivan, but he (and Sullivan) had enemies. Among them, the crooked police Lieutenant, Charles Becker, who headed the city vice squad and delighted in shaking down the gamblers, pimps, etc for protection money. Becker wanted Rosenthal dead, in part to keep him from going to the newspapers with stories of police corruption.

By 1912, “Big Tim” lost control of the Tammany organization and was put in seclusion under Tammany guard. Within a year he’d be dead. Someone (Becker?) then hired four hit men to kill Rosenthal (1:30 AM, July 16, 1912 in front of The Metropole Hotel). It’s an event recounted in “The Great Gatsby.” Several beat-policemen were there to see the shooting, but every one looked away. Not one shot back or took the license of the car. In fact, the police did nothing to catch the murderers except to lock up the only honest witness to keep him from testifying. Before the shooting, Becker took Jack Sullivan out for an evening at Madison Square Garden; he then dropped Jack at the Metropole just before the 1:30 shooting. Becker and the police then blamed Jack and four others for the murder based on testimony that they had concocted. In the end, Jack was acquitted, but not the other four, or Becker. All five went to the electric chair; all five protested their innocence.

Becker was the first US police lieutenant to be put to death for murder. It seems unlikely that he was innocent, but was he a murderer, or just an accomplice. As for the other four, perhaps they were guilty, perhaps not; it’s hard to tell from Tammany-era records. The judge was crooked; Police chief Devery was at least as crooked as Becker in terms of shaking down hoodlums. And Devery had as much motive as Becker to want Rosenthal dead. The witnesses were lying from a script they’d been given — that’s what justice was like in those days. Within a year of the murder, Big Tim was dead and Charles Francis Murphy had gained firm control of Tammany Hall. The police spent the next decade in criminal activities while trying to pin something on Jack, now a cigar store owner. He was busted for gambling and related offenses, but nothing much came of it. Jack cleared his name from the charge of murder only in 1936, two years before his death — three years after Fiorello La Guardia was elected mayor. Republican/ Fusion candidate, La Guardia ran against Tammany and did much to end their police corruption.

As for The Refuge, The New York House of Refuge is a real place. It sat on Randal’s Island between Manhattan, The Bronx, and Queens. The Island is now famous as the center of The Triborough Bridge. There is now a park where The Refuge was. Was The Refuge run honestly? If it was, it would have been virtually the only public institutions to run that way. Tammany was corrupt to the core.

Robert E. Buxbaum, October 25, 2015. Much of the information here comes from a tumbler exchange called, “newsies historical research.” I organized it and added some background about Baseball, Tammany, etc. If you like Newsies, or the era, I can recommend the novel (and movie), The Great Gatsby, or Fiorello!, a musical version of La Guardia’s unlikely rise to power. Hearst is treated somewhat positively in Newsies, but less-so as “Citizen Kane.” If someone’s seen, or has a link to “The Gangsters” please tell me.

Winning at Bunker Hill lost America for Britain.

The greatest single victory of the American Revolution in terms of British soldiers killed or wounded was the battle of Bunker Hill. It was won without global strategy, or any real sense of victory. The British captured the hill but their loss of soldiers and reputation was such that one can echo British General, George Clinton’s comment: “A few more such victories would have shortly put an end to British dominion in America.” How the British came to blunder this way is a lesson in group-think management; it lead to the destruction of an army of the finest soldiers on earth by a band of untrained, leader-less rabble.

A map of metropolitan Boston in May 1775 shows that it was already a major port with far less dry land than it has today. It consisted of a knob-hill peninsula, British-controlled Boston city, cut off from the rest of the colonies except for one narrow road, called “The Neck,” or The Roxbury Neck. The later name was used to distinguish it from a similar neck road that connected the colonies to nearby Charlestown peninsula; Bunker Hill is on Charlestown peninsula. Following the rumpus battles of Lexington and Concord, Boston’s suburbs were over-filled by 15,000, ill-clad, undisciplined colonials who ate, drank, and shot at random stuff in plain view of Boston’s 6000 trained soldiers and four Generals. The Colonials set up barriers and cannon at their end of the Neck road. These were not particularly good barriers, and the British army could leave at any time by the neck to control of the colonies, but only at a cost in men. This potential cost  kept rising as more colonials came to camp around Boston. What would you do?

The British had sea-power that they felt they could use: excellent ships and excellent admirals; the colonies had neither. The British navy could attack anywhere on the American coast, but only at a risk of further alienating the colonials. They thus used their power judicially. E.g., for the attack on Lexington, April ’75, navy ships took the 2000 soldiers from Boston, landing them at Charlestown, at the foot of Breed’s hill. The army then marched out over the Charlestown neck to Lexington and Concord, but not to a smashing success. Many soldiers lost their lives, and not much was captured.

Back in Boston, the four British generals: Gage, Burgoyne, Howe, and Clinton, decided that, to quash the revolt/revolution, they had to break out of Boston and quarter in Massachusetts proper, on some easily defended ground on the mainland, preferably high ground. They needed to establish a base with good connections to the rest of colonies, plus good access to the sea. Looking about, the obvious spot for this base was the heights of Dorchester, a set of hills that overlooked Boston Harbor from the south. Eventually the British would flee Boston because George Washington would capture and hold these heights. The reason the British didn’t capture the heights or at least defend them was the result of group-think ignorance, on the morning of June 17. The British changed their goals, and decided to attack at Charlestown (Breed’s Hill) instead of Dorchester. Capturing Charlestown left Britain with many dead and no good connection to the colonies; it was just another isolated peninsula barely attached to the mainland by an easily defended road.

Why did four, trained Generals attack this worthless spot instead of Dorchester? It was the luck of American disarray and mob-rule. Looking at the Colonials disarray, each of the four generals saw an opportunity for personal glory; the colonials were inept and would never improve. The same British group-think that reawakeneded in the Crimean war with Russia. The American defense of Charleston and Breeds Hill was done so incredibly poorly that the Americans were left as sitting ducks, waiting to be taken. A poor location was chosen for the fort and only 1200 Colonials came to defend it. We’d meant to build a fort on a better location, Bunker Hill, the tall hill overlooking Boston, and we’d meant to build a minor respite foxhole on Breeds hill, but we screwed up.

Our soldiers were digging  at night, fueled with much rum and little or no leadership. When the sun rose on June 17, we found that we’d built next to nothing on Bunker hill, and a vastly too-large, uselessly deep, square hole at Breed’s Hill: a doubtful redoubt. The square was open at back, and too large for the number of soldiers. It was also too deep for people to shoot out of easily. Looking with spyglasses from Boston, the British generals saw that we had no idea what we were doing. Gage and co., thought to show us the consequences of our incompetence. A few thousand British soldiers could easily take this redoubt and its 1200 defenders, and that thought clouded his mind and the minds of his fellows. They forgot that this was not a hill worth taking, and never imagined that we might fix our defenses. Even if Gage could win without a single lost man, he should have realized that a victory would leave him in a worse position than before. His forces would then be divided between two peninsulas both separated from the mainland, and separated from each other by neck-roads. Coordinating an attack from this position would be a logistic nightmare, and any one of the co-Generals should have alerted him to this.

The attack was supposed to work this way: a sea landing at Moulton's hill. two side actions, SA, at the fronts of the Colonial defenses, and a sweeping main attack, MA, at the edge.

The attack was supposed to work this way: a sea landing at Moulton’s hill. two side actions, SA, at the fronts of the Colonial defenses, and a sweeping main attack, MA, at the edge.

But four generals working together were stupider than Gage alone. Their glee at our incompetence made them forget why Dorchester Heights was the right military target. The prospect of personal glory made attacking Charlestown and its hills too tempting to ignore. Their superior force of trained men would land and march forward to an easy victory. They might even do it with bayonets alone, as the Continentals had too few men, no training, and no bayonets. If the Continentals were able to muster together at all (unlikely), they were unlikely to reload fast enough to shoot more than once — that took special guns and training. Under pressure, the colonials would likely miss with most of the only shot they got, and would find themselves over-run before they could reload. The British force could shoot therebels at close range, or they could hold their fire and spear them with bayonets as the rebels tried to reload, or run out of the hole they were in.

It was a perfect plan with only a minor problem, easily addressed: the Americans had a cannon brought to the hill, and a trained cannoneer could kill many with a few follies of grape-shot. Gage and co. thus decided on a complex attack that would avoid the cannon. It included a feint to the front and a side run. This “wheeling motion” was completely unnecessary: the Americans had little powder and no idea what to do with a cannon, the generals didn’t know that.  The plan was to form a single line across from the fort (hole), fake a frontal attack to draw American shots while staying out of range, and then wheel right. That is, on command, every British soldier was to turn right and march, as a column, north to the trench’s right side (the left side if you look as a Colonial). They’d avoid the cannon rifle shots, and take the redoubt from the north side, perhaps without taking a single loss. It should have been a piece of cake, but was not.

Landing the British troops and forming them up took longer than expected, as often happens, and during this time, more Colonials showed up, and some of them took pot-shots at the British officers. What’s more, the rebels began to fix the more-glaring flaws in their defenses. Potshots from Charlestown windows slowed British efforts at mustering into an appropriate line while the Continentals built up the left (north) side of their redoubt — the side the British wished to attack. The colonials added triangular sub forts (Friches) at both sides of their square trench, somewhat in front, and added a wooden fence rail from the hill to the sea somewhat behind. The British naval commander wasted yet more time with a cannon barrage from his ships. He imagined he was softening the defense, but the barrage managed to kill only one colonial, decapitated by a cannon-ball, while providing time for the colonials to build their friches and fence, and allowing for more sniper work. Col. Stark put colonials at the sense with shot markers at 100 feet in front. He then passed the now-famous instruction: don’t shoot till they passed these markers and you see the whites of their eyes.  He needed to preserve ammunition, and assumed that, at 50 to 100 feet, his colonials would not miss, and could fall back. Any British who passed the fence would be taken out by defenders shooting down from Bunker Hill, or up from the hole.

The second attack at Breeds Hill

The second attack at Breeds Hill

At first the British tried the frontal feint attack with a wheel to the north. When this attack failed to heavy losses, they tried again before realizing this attack was ill-suited to the terrain and troops. The British front line was composed of crack Hessians who marched perfectly in step, wearing bright red coats and heavy bear-skin, “Busby hats” to make them look more formidable. It might have worked on even ground, this ground was uneven and mucky, and the hats kept the Hessians from looking down at the brambles and rocks. Their stumbling motion, always aligned, was so slow that the colonials had time to fire and reload. The Hessians who survived the first shots never managed to wheel. Meanwhile, the main British attack, the one at the rail fence, failed because a colonial fired early by mistake. The British force should have ignored it, but instead, stopped and fired back. Hearing the shooting, more Colonials showed up and shot at British soldiers (more or less in range) using the fence to steady their aim. Only a few British got past the fence and these were shot by the retreating Americans and by the garrison on Bunker Hill. The attack was called back, allowing the British to re-muster while the Americans reloaded and repositioned.

Before the second British attack, more colonials wandered onto the peninsula, and built a quick platform in the redoubt so they could shoot better over the top. Some defenders of Bunker Hill — folks who’d seen little action so far — moved forward to get better shots, defending at the fence, and some Colonials wandered off, too. There was still no one in charge. Just everyone doing what seemed right to him.

meanwhile, the generals burnt Charlestown as a way of stopping the snipers, and mustered their men for a simpler attack with a simpler troop arrangement, see map above and picture below. Three ranks of soldiers were set to march straight at the fort without trying to wheel. Those with Busby hats were largely dead or wounded, so the attackers could see where they were stepping. Still, without the wheel, the result was many British dead or wounded, and this second attack was called off.

The second attack: Three ranks and no Busby hats this time, with Charlestown burning in the background. Their's not to question why, their's but to do and die.

The second attack: Three ranks and no Busby hats this time, with the dead strewn around and Charlestown burning in the background. Their’s not to question why; their’s but to do and die. Painting by Pyle.

About at this time, the British should have decided to go home and attack elsewhere (Dorchester), but they persisted, not willing to accept defeat. For the third attack, the soldiers were told to attack as two single, long columns. The generals added some 400 marines (ship-board soldiers) plus some 200 wounded who were now ordered to re-muster. The columns waled straight up to the fort. The folks in front pushed by those behind; the soldiers at the front were killed, but the attack worked, sort of. The British took the fort, but most of the defenders avoided capture. They retreated across the neck and rejoined the main mob. The British captured or killed some 400 at the expense of 1,054 men lost; 226 were killed in the immediate battle, including most of the junior officers, with the rest lost as a result of wounds. The soldiers also lost the sense of invincibility; unorganized colonials could fight, inflicting serious damage at minimal cost.

There arose a myth of the backwoods shooter, but it was largely a myth. The Colonials were able to pick off British officers because the officers dressed to be noticed. It was a mistake the British would keep making. At Bunker Hill, the British lost 1 lieutenant colonel (killed), 5 majors (3 killed), 34 captains (7 killed) 41 lieutenants (9 killed), 57 sergeants (15 killed), and 13 drummers (1 killed). A lesson we learned: don’t dress so fancy. Tactically, the British victory at Bunker hill left their forces divided between two peninsulas. The men defending these peninsulas were unavailable for any attack at Dorchester heights. Thus the British forces lost the opportunity to escape Boston and take positions that could hold the colonies. By January, 1776 Washington Controlled Dorchester heights, and the British left Boston and Charlestown by ship. They would try taking Dorchester again in 1776 and 1777, but by then the continental army was more of an army, less of a rabble with rifles. A life lesson: only fight for something that you really want, a pointless win can be a lost opportunity.

After the battle, the back-stabbing and group think continued among the British generals, while the colonials got a single commander, General Washington. Meanwhile,  a new British general arrived, Burgoyne, who blamed Generals Clinton, Howe, and Gage for the loss of men and opportunity. Burgoyne got to lead an attack from Canada, but stung by Burgoyne’s blame-game, Clinton and Howe did not come his aid at Albany in June 1777. Instead, Clinton left Burgoyne to fend for himself (and be captured) while Howe was sent to attack the continental congress at Philadelphia. Burgoyne lost his army and reputation, and Howe captured Philadelphia, restoring his reputation, sort-of.  The Continental Congress fled Philadelphia ahead of the Brits, and Burgoyne’s defeat led to the French joining in on our side. Burgoyne blamed Clinton and Howe for his defeat, but was really done in by over confidence. He could not see that the chaotic leadership of a rabble was better than a fixed command without real communication, even with the best generals and soldiers.

The colonial chaos was horrible, but workable. The fixed-command mistakes on the British side were not as bad, but disastrous, since they required a coordinated effort that could not be produced. Had there been fewer British generals and a simpler plan, the better-trained British army would have won at Charlestown, or they would have left and attacked at Dorchester and won the war. One on one, General Howe’s forces repeatedly beat Washington, meeting in New York and New Jersey in the summer and fall of 1776. These were the same soldiers who lost at Bunker Hill, but with a simple command structure: one general not four. It was only George Washington’s genius that saved some semblance of an army to keep fighting into 1777.

This is not to say that chaos is good, but that it can work, especially with Americans. We tolerate chaos and fractured leadership better than most, I think, because we are, by nature, chaotic. As Bismarck put it: “God protects children, fools, and the United States of America.”

Robert Buxbaum, August 16, 2015 (edited June, 2024). There were several other howler mistakes of the American Revolution discussed here.  British generals took useless victories while losing opportunities that mattered. Don’t fight readily; only to win something of value that can be won.

Hamas head deposed, no peace in the middle east

Just about one month ago, the head of the head of Hamas in Syria was removed from his position atop Sheikh Abu Salah Taha’s shoulders. ISIS gave the Sheikh the metaphorical 72 virgins of severance, and his head was given a new post, a wooden pole. Though the fighting has died down since, as it were, we seem no closer to peace. As head of Hamas, Sheik Taha killed many, and ISIS has killed many more. And now, Hamas has pledged Jihad against ISIS, It’s likely ISIS heads will roll, as surviving Hamas members have joined Assad, their murderous enemy of just a few months previous.

Hamas head removed, Sheik Sala, presumed dead.

Hamas head deposed by ISIS. Sheik Salah presumed dead. Prediction: those who killed him will be killed. 

My sense is that bringing peace to the region will require 4 things: (1) one side must have a decisive military victory; (2) They must get the defeated leader to sign a surrender with some clear terms (3) They have to treat the defeated well enough that others will surrender too, and (4) They had to demonstrate the ability to govern. The surrender at Appomattox included all these things, as did Texas independence and the US revolution. By contrast, the history Mexican civil wars suggests that peace becomes near-impossible when you kill the losers, as ISIS has done in Syria. When Santa Ana killed the Texans who surrendered to him at the Alamo and at Goliad, he guaranteed that the Texans would fight on forever, no matter how desperate the odds.

When Santa Anna ordered the execution of all the Texans who surrendered he guaranteed that Texans would not surrender. That's not a road to peace.

When Santa Anna executed the Texans who surrendered at the Alamo and Goliad he guaranteed that Texans would not surrender. That’s not the road to peace.

Governance of any kind is a key distinction between countries and non-countries. In the Middle East, there is a tradition of governance by tyranny and partial genocide, but the rule cemented this way is tenuous at best. About 100 years ago, the Turks cemented their rule over Armenia by killing off many Armenians, and Russia did the same toward to Cossacks, but 70 years later Kasackstan seceded. Sadam Hussain, Bashar Assad, Col’nl Khadaffi, and Ayatollah Khomeini all ruled for reasonable times as murderous tyrants, but two of those ruler’s were killed and three of the kingdoms have descended into chaos. People who’ve seen war will often accept tyranny as a better alternative to chaos in the streets, but eventually they revolt. By contrast, Israel and Jordan have stayed reasonably stable by providing a degree of tolerance and justice.

In the Mid-East peace, we’ve chosen to support tyrants: Hamas and the Iranian Khomeini, even though they are murderously anti-democracy, and even though the Ayatollah has vowed to wipe us out, and even though ISIS seems to be winning. This strategy may work for us temporarily, but I suspect these leaders will fall in a few years, and leave us to deal with anger in the wake. Faced with the options available, I’d prefer to let the war take its course, and only step in when things wind down. This is what Theodore Roosevelt did with the Russo-Japanese war: he waited for it to die down, and then stepped in to make peace when asked to do so. Syria doesn’t seem ready for peace right now, but when it is, I suspect it will be better for us if we take the role of peacemaker later than if we support a losing murder now.

Robert E. Buxbaum, May 7, 2015, edited May 11. I’ve shown previously that there is no peace with zombies until there is a cure. Until then, it’s best to run. For those who don’t know it, Roosevelt was an odd dude: here he is riding a moose.

Winning the peace at Appomattox

George A. Custer with captured confederate prisoner. Custer was a man of action but not of cruelty.

George A. Custer with a captured confederate prisoner. Custer was a man of action, but not of cruelty.

It is often forgotten that the aim of generalship is not winning a war, but winning a stable peace. In that sense, most generals and most diplomats are failures; their victories benefit only the undertaker; their peace-treaties only provide time to reload. That was the case with the Mexican civil war but not the US civil war. The choices and surrender at Appomattox, 150 years ago lead to a genuine, stable peace. It’s worthwhile, therefore to consider the how that was done here and not in Mexico, perhaps as a lesson for the future.

I begin, near the end of the war with a much-maligned general, George A Custer on April 8, 1865; this  is the day the 13th Amendment passed, four days after Lincoln walked through a defeated, smoldering Richmond, the capital of the south. The war would end soon, but would the result be peace, or chaos. George A. Custer had graduated at the very bottom of his class at West Point, the position known as goat. As is not atypical with goats, he was not particularly suited to following orders during peacetime, but was supremely suited to war and action. Custer liked to attack first and think later, but he was also a man of peace; he become the youngest Union Brevet General in US history. On April 8, with Lee at Appomattox Court House (that’s the name of the town), Custer led a small group of men to attack a nearby town, Appomattox Station, a rail depot three miles to the southwest. There he captured, without a fight, three, rail cars full of desperately needed arms, ammunition and supplies that had been sent to Lee’s army from Lynchburg.

While leaving the station, Custer’s men ran into the artillery unit of Confederate Brig. Gen. Reuben Walker, and attacked (of course) eventually capturing 25 artillery pieces, nearly 1,000 prisoners and all of their supplies. It took several attacks to win, but the results were worth it. Custer took the cannon and his troops, and positioned them on Lee’s likely escape route, on the Richmond-Lynchburg Stage Road south of Appomattox Courthouse. Lee was now nearly trapped, but didn’t know it yet.

Paining in honor of the 45th regiment colored troops: Afro-American soldier stands with flag before a bust of Washington.

Painting in honor of the 45th regiment colored troops: Afro-American soldier stands, with flag, before a bust of Washington and a depiction of battle (Fair Oaks? Petersburg?)

On the same day, April 8, General Grant sent Lee a proposition to surrender. Lee responded that he was not interested in that, but would like to meet at the McLean House at 10:00 A.M. April 9 to discuss “restoration of peace.” Grant replied that he didn’t have that power but agreed to meet Lee, none the less.

In the meantime, Lee prepared his forces to clear the Stage Road so his forces could escape south-west, to Appomattox station and home. Grant, no newcomer to war, ordered two corps (XXIV and V) under the commands of Maj. Gen. John Gibbon and Bvt. Maj. Gen. Charles Griffin to march all night to the west and north. These corps included 5000 Afro-American troops, mostly in the 45th and 116th U.S. Colored Troop Brigades. On the morning of April 9, Lee attacked to the south and managed to capture the forward pickets defending the Richmond-Lynchburg Stage Road. But when he reached the rise of the hill, he saw his escape was blocked. His 45,000 troops were surrounded by 113,000, better-armed Union soldiers, cannon and cavalry. It was then suggested that Lee disband his troops for an extended guerrilla war, an option he refused as it would lead to murdering bands roaming the county, and would make peace nearly impossible. Instead Lee rode off to discuss surrender to Grant. 

Map of the troop arrangements April 9, 1865. Checkmate. Lee's forces, x or + are out numbered, out gunned and surrounded. The end.

Map of the troop arrangements April 9, 1865. Checkmate. Lee’s forces, x or +, are out numbered, out gunned, and surrounded.

Lee’s surrender, finalized that afternoon, was penned by Grant’s aide-de camp, Lt Col’, Ely S. Parker, a Seneca Indian who had an engineering degree and studied law. The kindness to Indians may have suggested similar kindness to the surrendering Confederates. Parker eventually rose to the rank of general, and then to head of the Bureau of Indian Affairs. The terms of surrender too, were chosen to be unusually generous. Grant did not take the confederates soldiers captive, but instead allowed them to return home, relatively unmolested. Also, he allowed the officers to keep their swords and personal weapons. Kind acts like these may have eased reconstruction. Custer had demanded unconditional surrender from General Beauregard on April 9, something he probably imagined U.S. (Unconditional Surrender) Grant would have wanted; he was over-ruled by his commanding officer, Phillip Sheridan, who probably knew Grant better. 

After the war, most of the confederates swore loyalty to the US. Lee did what he could to promote reconciliation; he supported civil rights and reconstruction, and became president of Washington and Lee College. Some confederate generals and 2500 soldiers headed south to Mexico to join the French/Austrian forces of Emperor, Maximilian I, engaged in a civil war of his own. Maximilian, only 34 years old and a highly decorated Austrian officer, had little local support. He was captured and executed, June 19, 1867. Mexico then descended into chaos: a Pyrrhic victory, and a model to avoid.

Surrender at Appomattox; with Grant are Philip H. Sheridan, Orville E. Babcock, Horace Potter, Edward O.C. Ord, Seth Williams, Theodore S. Bowers, Ely S. Parker and George A. Custer. With Lee is Charles Marshall, his military secretary.

Surrender at Appomattox; with Grant are Philip H. Sheridan, Orville E. Babcock, Horace Potter, Edward O.C. Ord, Seth Williams, Theodore S. Bowers, Ely S. Parker and George A. Custer. With Lee is Charles Marshall, his military secretary. After the signing, most of the furnishings were purchased by Union officers as souvenirs. Lee shook Parker’s hand and said, I’m glad to see a real American here.” Parker replied, “We are all Americans.”

What did Mexico do wrong? For one, in order to win a peace, they failed to get the other side to agree to the peace, with clear documentation about what it is that’s been agreed to (That’s why Parker’s role is so important). Instead of killing Maximilian, they should have had him sign some sort of document and retire him to a farm or college where he could support the peace. In order to win a peace, it’s important to leave a stable country, with stable borders and a strong military, one that can govern itself fairly and well. A stable peace generally involves recognition of your government by other nations, and that too requires not killing your defeated enemy wholesale.

Robert E. Buxbaum, April 7-12, 2015. My sense is that the conditions for building a lasting peace get far too little attention in the study of war and history. I should mention that the 45th were mostly escaped slave volunteers. The 116th were ex-slaves that the Union purchased from Kentucky slave-owners at the beginning of the war to fight for the Union cause. This was thought to be a good emollient for peace, and may have helped keep Kentucky on the Union side. I should note too, that Lee freed his slaves in 1862, near the beginning of the war, a time when Grant still owned some. I’ve noted that men who choose beards tend to show a surprising republican (or communist) generosity. As Lincoln said, “Do I not defeat my enemy when I make him a friend?” For more thoughts on Lincoln’s Gettysburg Address, see here.

Hong Kong and Palestine; what makes a country?

As I write this, Hong Kong protesters are battling for a degree of independence from China — something China seemed to have agreed to when taking over the province in 1997. While there is some sympathy for the protesters, not one country so far supports them. Meanwhile, by a vote of 138 to 9, the United Nations has accepted Palestine as an independent, observer state, the same status as the Vatican and Switzerland. A majority of nations have further stated that it is illegal for Israel to erect a wall between itself and Palestine as the wall implies a de-facto border. Why the differences, and what’s wrong with borders?

Distinctive dress, traditions, or physiology can justify a country's independence, as can a military tradition.

Britain has been shaved of many of its possessions since WWII, The possessions have demanded independent nation status based on their distinctive dress, language, history, traditions, or physiology.

Perhaps a good place to start is with British ownership of Hong Kong and Israel/Palestine. Britain acquired both by war, and both were possessions during World War II. Hong Kong island was ceded to Great Britain by the Treaty of Nanking ending the first Opium War. British control of Israel/ Palestine was achieved by invasion in World War I and confirmed by the League of Nations. Following WWII, British Palestine was split into several nations: Egypt, Israel, Jordan, Saudi Arabia … Israel declared independence in 1948 — and was accepted to the United Nations in 1949 following its war of independence. Hong Kong did not fight any war, but was handed to China in 1997 in return for guarantees of autonomy. If Hong Kong had not been handed over, it would probably be independent today, like Ireland, Canada, Jamaica, Belize, Micronesia, Malaysia, Bali, Indonesia, etc.

Clearly part of the reason no one accepts Hong Kong as a country, while a majority of the UN accepts Palestine (and Israel?) as countries, is that both Arab Palestine and Israel have fought wars for independence, while Hong Kong has been a peaceful go-along. Another difference is related to how the world perceives China and Arab Palestine. China may be a semi-autocratic, one party oppressor of Inner Mongolia and Tibet, but its economic and military power helps insure that China is considered the respected, socialist owner of semi-democratic HK. Israel is much weaker, and much less-well regarded. It is viewed as a dispensable, European annoyance stuck improbably into the Middle east, and thus its claim on existence is weakened. The UN resolved in 1975 that Zionism is racism, and world leaders routinely called Israel a racist or apartheid occupier, as a state religion is considered anathema to freedom — they don’t have this problem with the state religions of the Vatican or Saudi Arabia. Ex-president Jimmy Carter calls Israel an occupier state, suggesting that Israel has no right to exist, and many western religious and academic groups agree or have voted to treat it as such. In 2013 alone, the UN passed 21 resolutions of protest against Israel, and only 3 against all other nations combined (A historical list is presented here). But disdained or not Israel goes on, in part by military might, in part by meeting the Montevideo requirements of 1933.

Comparison Hong Kong and Gaza

A map used to support Hong Kong Independence showing that Hong Kong is roughly 4 times the size of Gaza; and about twice the population. The government is more stable, and less divided too.

The UN’s grudging acceptance of Israel rests in part, on its meeting the four Montevideo conference (1933) requirements. A country must have: 1. a fixed population (more-or-less met) 2. fixed borders (war gains are an issue here, as is Palestine’s claim to all of Israel). 3. an internal government with internal control (here Israel exceeds Arab Palestine having a stable government. While Palestine manages to keep some law on a local level there are no unified elections, and only minimal education and healthcare. The two halves would likely shoot each other if they could shoot over Israel). The final Montevideo requirement, 4 is that a country must have the ability to make binding foreign treaties. This something Israel has, while neither Hong Kong nor Arab Palestine does. Both Palestine and Hong Kong are prevented from making treaties– with Israel and with China. Some in The United Nations have seen fit to waive this requirement for Palestine, but not Hong Kong.

While neither the Montevideo protocols nor the UN requires that a country must be democratic in any sense (most every country signing was a monarchy or dictatorship, and many still are (Jordan, Syria, Cuba, China….), there is a growing consensus that the age of kings is over, or ending. That a united Palestine would likely be a dictatorship, or kleptocracy thus runs afoul of another, uniquely American approach to state-hood — natural law, and the Rights of Man.

The United States, at its inception, appealed to the self-evident, Rights of Man, as a justification for its independence. That is to Justice, and to “Nature and Nature’s God.” We never claimed to have clear borders, or a fixed population, or any other Montevideo requirement. Instead we claimed nation-status by “the powers of the earth.” It was never clear what the legal limits of these powers were, not what Nature’s God demanded, but the idea is not mere poetry, but shows up throughout the policy speeches of Lincoln, Wilson, and Kennedy and Reagan. I’ve speculated that the poor reviews Lincoln got for his Gettysburg Address were due to the foreign-ness of these claims back in 1863, but 150 years later many thinkers seem to accept, at least as an ideal, that the legitimacy of a county rests on the will of its people, freely exercised. It’s a standard that hardly any country of the 19th century met, but that Israel meets, while Arab Palestine does not.

And that brings us back to the first and oldest basis of statehood: force of arms; self-preservation as a raison d’estat. If the people see death around them and are willing fight hard enough to keep out an enemy, they become a country. Even if they can not keep fixed borders, and even if they disband their army later, the fight for independence makes them so. (Micronesia has no army, but presumably would fight if they had to, and while Costa Rica had army once, the president disbanded it after he took over by military coup — it’s a threat to his life-long leadership). This view is the grim side of Nature’s law, that country is any organized horde who manage, by any means, to keep from being killed or disbanded. So long as the group survives, anywhere, it’s a nation. The Confederate States are not any sort of country, largely because the union has had such a stronger military that their army could operate against us, nor could the paramilitary remnant (the KKK) remain as an operational horde within our borders. China so over-matches Hong Kong that there can be no independent Hong Kong without China’s approval. Israel’s army, similarly, is strong enough to defeat any likely invasion or civil insurrection, though it might lose land, or gain it. It’s the dark version of natural law: the strong and vigorous survive at the expense of the weak and willing.

My observation is that neither Hong Kong nor Palestine is ready for independent statehood, via any of the justifications above, while Israel is a country by all of them. As for when to step in to create a state, my answer is only rarely; see my essay, when to enter a neighbor’s war.

Robert Buxbaum, December 4, 2014.

Loyalty, part 2: power hurts the leader

In a previous post, I made the case that one should avoid accepting loyalty requests as these are generally requests for your self-destruction. Someone who asks for loyalty is not saying he’ll provide you with good pay, a comfortable environment, empowerment, and good security. Rather that he wants your service despite little or not pay, discomfort, enslavement, and likely death or disgrace. There are some, few exceptions, but loyal service of this type rarely serves the servant.

Your chance of surviving as a minion is low; your chance as master is lower.

Your chance of surviving as a minion is low; your chance as master is lower.

I’d now like to claim that having loyal followers hurts the leader, too, costing him good service, and separating him from health, friends, and family. Most leaders are better off as half of a duopoly, without minions, and only loose control of their workers. The first reason for this is to note that minions don’t do good work relative to free men. They die for no good reason (e.g. you forgot to feed them), or they stop work and wonder what you’d like next, or they get drunk and gripe, or they beat each other up over fervor or small territorial issues. They very rarely innovate or work together, and for any complex project like taking over the world (or the tristate area) needs workers who do. Good work requires pride in achievement, and a loyal slave has none.

Having loyal followers precludes one from having a close relationship with the followers (you can’t appear weak), and also with friends (your minions must have one leader, not two). The leader gets used to being surrounded by sycophants, and begins to doubt those who behave otherwise. The boss will begin to distrust friends and allies, those he needs to stay in power, as these are the very people who could most easily assist others to take leadership from him. Over time, the king, boss, monopolist and dictator share less and less. As a result they end up secret and bitter, with many fears and none he can call close. And what pleasure is there in power, if one can’t share the rewards with friends and family, or share the burden with others.

Only support someone who could rule reasonably honestly and well. Chaos is worse than a dictator. Kanin from the New Yorker.

Only support someone who could rule reasonably honestly and well. Chaos is worse than a dictator. Kanin from the New Yorker.

A great number of kings have killed themselves in one way or another, very often because of overly large ambitions (see cartoon). King Saul, in the Bible is perhaps the first, Hitler is perhaps the most famous, and Colonel Qadhafi of Libya is perhaps the most recent. More often, maximum leaders are murdered, typically by friends and family. Famous examples include Julius Caesar, Augustus Caesar, and Nero; Charles I, Louis XVI, Richard III, and Tzar Alexander. Both the king of rock (Elvis) and the king of pop (Michael Jackson) killed themselves with drugs. Yet others died in needless wars or were exiled. Napoleon was defeated, exiled, returned, re-exiled and then murdered by an associate.  It’s not that safe to be the infallible king. Perhaps the wisest move is that of Pope Benedict, who last year left Rome for a life of monk-like solitude. Machiavelli points out, in “The Prince”, that only two Roman Emperors died of natural causes, one because he became emperor at a very old age, and the other was Marcus Aurelius, an advanced ruler who empowered his subjects.

The great leaders create so much space for others to lead that they are almost invisible: they lead by offering encouragement.

Political bosses and monopolist businessmen, though lower in power, don’t fare much better in life. Boss Tweed died in jail, as did Capone, Boss Pendergast. Even if they avoid jail, the fact that no one likes you takes a toll. No one liked Vanderbilt or Rockefeller, Carnegie, Morgan, or Fisk. While they lived, they could expect nothing more than senate investigations and ugly lampoons in the free press, plus an unfavorable memory after death. William Hearst and Howard Hughes died as virtual hermits, best remembered as the inspiration for “Citizen Kane” and “The Navigator.” Peter Cooper and Steve Jobs are different,  industrialists liked in life and in death; and Bill Gates may join them too. Their secret was to empower others.

He's being eaten alive by his power, money, and respect. In the end, he had none.

He’s being eaten alive by his power, money, and respect, as are all those he might love.

Woe to the wife, child or friend of the dictator. The wife and children of a king or king-pin rarely enjoy much of the power. The king-pin doesn’t trust them (often with good reason), and neither do the people. Stalin killed his wife and children as did Nero, Frederick the Great, Herod, Hitler, and quite a few others. It was said that is was preferable to be an animal in the courtyard of these greats than a son at their table. And even if the king or king-pin doesn’t kill his wife child or son, the people often do e.g. Marie Antoinette was killed shortly after Louis XVI and the Tzarina of Russia alongside Alexander III. Similarly, the wife of Hitler, the Mistress of Mussolini, and the wife of Nicolae Ceausescu all died at their husband’s side, sharing the punishment for their husband’s ambition.

The kings of Sparta fared relatively well, as did their wives, despite the militarism of Sparta. Their trick was that Sparta was a du-archy, a country with two kings. Sparta was strong and stable, and their kings (mostly) died at home. In business too, it seems the selfish leader should step back and become almost invisible. It helps him, and helps the people too. If the leader can’t share power this way, he or she should at least give people a simple choice between two things he controls and accepts (chocolate and vanilla; Democrat and Republican). Workers with a choice, even a small one, learn to act somewhat independently, and customers (or citizens) don’t complain as much either if they have some control over their fate. All will come to like the leader more, and the leader will like himself more. People stopped resenting Microsoft when there was a viable alternative, Apple, and Microsoft engineers benefitted by having a competitor to their products. I suspect that Bill Gates realized this would happen when he helped fund Apple’s return to the market. Unfortunately, most monopolists, bosses, and king-pins are too stupid, or too afraid to do this. In the end, it’s the trapped employee or follower who shoots the leader from behind.

Einstein on freedom producing good. I'd say freedom is also a good in itself

The ideal situation is a delicate balance between control and freedom. A great leader will empower those around him and support the opposition. That was the unrealized sense of Mao Tse Tung’s hundred flowers movement (let 100 flowers bloom; left 100 schools of thought contend). It’s political tensegrity. Most leaders can not let go to do this (Mao could not). Still, there IS a sanity clause, Virginia. And a leader should know that there is no benefit to the king who gains the whole world and loses his friends, family and sleep.

Robert Buxbaum. Remember, remember the 5th of November; those oppressed, and those imagining themselves oppressed rise and plot.